Regulation and Compliance in Operations
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portes grátis
Regulation and Compliance in Operations
Loader, David (Director of DSC Portfolio Ltd. and Loader Associates Ltd.)
Elsevier Science & Technology
12/2003
208
Mole
Inglês
9780750654876
15 a 20 dias
Presents a look at how regulation affects the operations function by focusing on regulatory issues and drivers. This book explains the role of regulation and compliance in UK, US and global financial markets and provides a perspective from the operations department viewpoint without getting caught up in the minute details of regulations.
Preface; What is regulation? - the practical view; Regulation and compliance in different markets; Compliance and operations; Client protection; Money laundering; Fraud and insider dealing; Operations and breaches of regulations; The future; Appendices; Glossary.
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Presents a look at how regulation affects the operations function by focusing on regulatory issues and drivers. This book explains the role of regulation and compliance in UK, US and global financial markets and provides a perspective from the operations department viewpoint without getting caught up in the minute details of regulations.
Preface; What is regulation? - the practical view; Regulation and compliance in different markets; Compliance and operations; Client protection; Money laundering; Fraud and insider dealing; Operations and breaches of regulations; The future; Appendices; Glossary.
Este título pertence ao(s) assunto(s) indicados(s). Para ver outros títulos clique no assunto desejado.
